Welcome to Roughton Financial Services
Roughton Financial Services Limited provides a variety of services to companies within the financial services sector.
Roughton Financial Services Limited prides itself on being able to deliver an excellent, flexible personal service to our clients. As a company we are pragmatic, dynamic and progressive. Our objective is to work with our clients to help make a difference to their business, so allowing them, to focus on their clients.
Compliance Services
Compliance Services - we work with our clients to provide 'pure compliance' support, we work in a flexible and adaptable manner to provide compliance support for independent, directly authorised advisers; that do not want to be part of a network.
Because we understand that our clients’ businesses are always developing, changing and adapting, according to the market and regulatory requirements, Roughton Financial Services Limited is committed to tailoring our services to support the business needs of the company that we are working with. For more information, please click here
"Docs-on-line"™
"Docs-on-line"™ – a service aimed at independent financial advisers, mortgage consultants and those that sell non-investment insurance products and general insurance products.
The service has been developed with the intention to help the busy practitioner maintain the standard of their compliance documentation and to keep on top of the ever changing regulations. Compliance is one of the key areas for all those authorised by the FSA and "Docs-on-line"™ is a valuable compliance resource to help ensure your company operates in a compliant manner. The service is operated on a twelve-month subscription basis; allowing you to download compliance documentation and giving you access to regular compliance information updates. For more information or to subscribe, please click here
Intensive CeMAP Courses
Intensive CeMAP Courses – the courses have been designed to assist financial advisers, mortgage consultants and administrators within the financial services industry, to obtain the Certificate in Mortgage Advice and Practice. The CeMAP courses are arranged by Roughton Training which is a division of Roughton Financial Services Limited. For further information or to enrol on line, please click here click here
- Compliance Servicewe work with our clients to provide 'pure compliance' support
- Latest Newscompliance news and information to help keep you up to date and well informed
- "Docs-on-line"™compliance documentation to download that is convenient and easy to use
- Compliance Manualcompliance manual ready to download
- Training Coursesintensive revision courses for financial advisers, mortgage advisers and administrators
- The Forumshare knowledge, experiences and discuss compliance and regulatory issues in our forum.
